Sidebar:
Getting Closer to Our Next of Kin
Web Extras:
The
Shively report
WWeek's
Q&A with primate
center director Susan Smith
This is the fourth article in a series about the Oregon Regional
Primate Research Center. The other three are listed here:
The Spy Who
Loved Monkeys: published February 7, 2001
The Brain
Gain: published January 10, 2001
Shock the Monkeys: published January 3, 2001
"Thirteen miles
southwest of downtown Portland, just south of a string of Hillsboro
strip malls, sits a second-growth stand of Douglas fir and cedars
that have grown over 100 feet high. The air is filled with the tang
of evergreens.
Through the
trees, one can see cyclone fences topped with barbed wire. Behind
that perimeter is the Oregon Regional Primate Research Center, a
200-acre campus with a worldwide reputation.
The primate
center is home to 25 scientists and to 2,600 rhesus monkeys, mammals
so cognitively advanced that, if minimally trained, they can trounce
an average 9-year-old at computer games.
The monkeys
are caught in the midst of a conflict that cuts to the heart of
biomedical research.
On one side
is the 39-year-old primate center, which experiments on the monkeys
because they are biological proxies for humans.
On the other
side are critics of the way the primate center treats its animals.
To date, most
of the criticism has sprung from the usual suspects: animal-rights
groups such as People for the Ethical Treatment of Animals and In
Defense of Animals and more moderate groups like the Humane Society
of the United States. Protesters have gathered outside the primate
center, as they did two weekends ago. They've written letters to
the editor and to members of Congress in an attempt to end animal
experimentation. For two years, one of the activists, Matt Rossell,
worked undercover at the primate center only to emerge last summer
with videotapes of monkeys living in what looked to be troubling
conditions (see WW, "Shock the Monkey," Jan. 3, 2001, and
"The Spy Who Loved Monkeys," Feb. 7, 2001). Rossell filed a complaint
with the U.S. Department of Agriculture, which in January, after
a two-month investigation, cleared the primate center of any wrongdoing.
Earlier this
month, however, criticism emerged from an entirely different source.
Two weeks ago,
WW received a report about the primate center that had never
been made public. The report is extraordinary for two reasons. First,
it offers a very harsh assessment of the primate center, a division
of Oregon Health Sciences University. Second, the report was prepared
at the primate center's request.
Carol Shively,
a professor of pathology and psychology at Wake Forest University's
medical school in Winston-Salem, N.C., was hired by the primate
center last September, shortly after Rossell went public with a
charge that the center was neglecting the psychological well-being
of its monkeys. Shively's task, apparently, was to assess whether
that was true.
In December,
WW learned of the report and requested a copy under Oregon
open-records law. The primate center denied the request. WW
filed another request; this time, an OHSU attorney denied it, arguing
that Shively's report was only a draft of a final report. For another
two months, WW conducted lengthy email and telephone correspondence
with OHSU's legal counsel, Janet Billups.
On March 7,
finally, OHSU relented, and the primate center agreed to release
the report.
Titled "Psychological
Well-Being of Laboratory Primates at Oregon Regional Primate Research
Center," the report says that the primate center is doing some things
right, including the employment of a "dedicated" specialist in primate
psychological well-being.
But it also
takes the center to task for its practices, at least one of which
Shively says "should be terminated immediately." The report says
that the primate center has unnecessarily produced behaviorally
aberrant monkeys and is out-of-touch with advances in primate handling
and care.
In the only known image of a monkey undergoing electro-ejaculation,
an unidentified primate center technician prepares a monkey
for a procedure OHSU concedes causes "momentary pain and distress." |
Since the Shively
report's release, the primate center, which is 90 percent funded
with federal tax dollars, has effectively blocked access to its
facilities and officials. Susan Smith, the center's director, cancelled
a March 7 interview, then refused to meet with WW at a later
date. Primate center and OHSU officials cancelled a previously arranged
appointment for a photographer to take pictures of monkeys in cages.
In addition, OHSU faxed a letter to this reporter on March 16, reading
in part, "Your constant calls, pages and emails to multiple staff
members 10 to 12 times daily is disrespectful of their other requests
and obligations. It appears that you expect them to drop everything,
adjust meetings, deadlines and job responsibilities, to respond
to you immediately."
Frederick Buckman,
Thomas Imeson and Michael Thorne, all OHSU board members, either
declined to comment for this story or did not return WW's
calls. OHSU's president, Peter Kohler, did not return repeated requests
for comment, nor did Lesley Hallick, the university's provost and
vice president for research.
The National
Institutes of Health, which funds the center, also refused to comment.
This closing
of the ranks is not likely to be effective.
"I have never
heard of a report by someone within the industry that is so critical,"
says Martin Stevens, vice-president of animal issues for the Humane
Society of the United States. "This is pretty close to a smoking
gun, because you have an unbiased scientific colleague chosen by
the institution giving this report."
In 1962, the
Oregon Regional Primate Research Center opened along what is now
the Westside MAX line. It was the first of eight regional primate
research centers across the United States, an attempt by the federal
government to narrow America's basic science gap after the Soviet
Union beat the United States into outer space. Merged with Oregon
Health Sciences University in 1998, it is now a state institution
receiving almost $30 million a year in federal and private funding
to advance the cause of human health.
Since the animal-rights
movement first gained momentum in the mid-1970s, primate centers
have been the focus of unyielding criticism. To an animal rightist,
it is unconscionable to experiment on creatures so closely related
to humans. At times, protests have taken place in front of researchers'
homes, as they did in Atlanta last fall, giving the movement the
flavor of an anti-war teach-in.
In that environment,
primate researchers have hunkered down. The Shively report is one
of the few known instances of one primate researcher engaging in
unsparing, documented criticism of other colleagues' practices and
procedures.
Among other
things, the report faults the primate center for a procedure called
electro-ejaculation. The procedure is used to gather sperm from
approximately one dozen monkeys, chosen for their genetic line;
the sperm is used for studies in reproductive biology, a primate
center specialty.
The Oregon primate
center collects sperm, sometimes as often as once a week per monkey,
by strapping a male rhesus into a chair, wrapping metal bands around
his penis, attaching electrodes to the bands and supplying enough
electrical current to make the monkey ejaculate (see "Shock
the Monkey," Jan. 3, 2001). During the procedure, the animal
is not anesthetized. After a sample is collected, the monkey is
returned to his cage.
"The awake electro-ejaculation
procedure observed by me while visiting the primate center did not
appear to be humane and should be terminated immediately," says
Shively in her report. Primate center officials did not take her
advice.
In an interview
with WW, Shively was even more pointed.
"It traumatizes
the animal," she says. "That represents an insult to the animal
that resulted in behavioral problems like an animal chewing on itself.
I've been around primate centers for almost 20 years and seen a
lot, but I was shaken and upset" after observing the procedure.
SIGNS OF THE TIMES: Earlier this year, OHSU moved the primate
center's signage from a prominent spot on Northwest 185th Avenue
to a spot 1/4 of a mile down its access road. |
In December,
WW filed the first in a series of public-records requests
with the primate center, seeking to review medical and behavior
records for 13 monkeys who were regularly subjected to this procedure
(different monkeys were used at different times). The records show
that over the last several years, but mostly since 1997, the 13
monkeys suffered 49 instances of what the primate center calls "self-injurious
behavior": biting themselves, banging their heads against cages,
one biting his genitals, another drinking his own urine.
There is no
conclusive proof that this behavior is a direct consequence of electro-ejaculation,
only that it is, indeed, aberrant behavior for rhesus monkeys.
There are seven
other regional primate research centers in the United States and
scores of American universities that use primates as research subjects.
Most are notoriously closemouthed about their procedures, making
it difficult to gauge what's standard practice in the research world.
Shively says,
however, that Oregon's method of electro-ejaculation is hardly the
standard.
Chris Abee,
a professor of comparative medicine at the University of South Alabama
and past president of the Primate Veterinary Association, says his
institution does not use electro-ejaculation. Instead, he employs
a vibrating device on a monkey's penis to collect sperm. He reports
no behavior problems among his monkeys, who are anesthetized during
the procedure. "I always look for the least invasive method, which
has the least potential for discomfort for the animal," he says.
The Wisconsin
Regional Primate Research Center in Madison, Wisc., also uses a
different method than the Oregon primate center. It involves placing
vibrating probes on the foreskin of a monkey's penis, according
to Darrel Florence, associate director of animal services at the
Wisconsin center.
Shively criticized
the Oregon primate center for not staying current with sperm collection
practices at other institutions.
"It has been
amply demonstrated at other primate facilities that macaques [rhesus
monkeys] are relatively easily trained to cooperate with fairly
complex clinical sampling procedures," says Shively in her report.
"This training eliminates the necessity of restraining monkeys,
which is profoundly disturbing to the animals, and forcing them
to engage in behaviors that they are quite capable of volunteering."
Shively says
that Oregon primate center officials' attitudes toward electro-ejaculation
were quite different. Soon after making her observations in September,
Shively met with Michael Conn, associate director of the primate
center.
"He said he'd
never seen the procedure but that he'd heard that the monkeys found
it pleasurable," Shively told WW. "I had to bite my tongue
to keep from saying he ought to try it himself."
When the USDA
investigated the primate center in October, it uncovered two instances
where monkeys had suffered thermal burns to their penises. But the
federal agency didn't order the primate center to change its procedure;
it just encouraged it to consider doing it another way.
At press time,
primate center officials had not responded to WW's questions
regarding the status of electro-ejaculations. But, as recently as
last month, the center was continuing this procedure, conceding
in a letter to the USDA that it "may possibly result in momentary
pain or distress."
In the past,
the primate center argued that electro-ejaculation was the only
feasible method to obtain quality sperm samples.
As critical
as Shively is of the primate center's electro-ejaculation procedure,
her report takes a larger swipe at the primate center's housing
practices.
For decades,
many of the federally funded primate centers housed primates in
single cages. They did so because scientists could better control
environmental variables of their research protocols; also, there
was a smaller chance that one monkey would infect another with a
virus, always a concern in dormitory-like settings.
But rhesus monkeys,
like all human and non-human primates, are social creatures.
Placed in cages
by themselves, many of these monkeys became psychologically taxed
simply by the lack of social contact, for which they seem to have
as great a need as for their daily allotment of monkey chow. Monkeys
bit themselves and suffered from depression.
By the mid-1980s
primate researchers began grouping monkeys together in cages, a
practice called social housing, knowing it alleviated behavior problems.
In 1991, the USDA issued updated regulations (first issued in 1985)
ordering research facilities to "promote the psychological well-being
of primates." The agency's language was broad, but the implication
was that facilities should house primates together unless there
were overwhelming scientific reasons to do otherwise.
CAROL SHIVELY IS hardly an animal rightist: She uses socially
housed primates in behavior studies at Wake Forest University.
Yet after two days of making clinical observations at the Oregon
primate center, she wrote a deeply critical report, becoming
one of the few known examples of a primate researcher publicly
criticizing a primate facility. |
Several primate
centers have changed accordingly. The Wisconsin primate center has
socially housed as much as 80 percent of its monkeys since 1985.
The California Regional Primate Research Center in Davis, Calif.,
now socially houses as much as 80 percent of its research monkeys.
Precise numbers for other centers are difficult to obtain; many
of the primate centers did not return requests for comment. But
Shively says in her report, "The consensus of the scientific community
is that these monkeys are dependent upon their social relationships
for their physical and psychological well-being."
"Animals should
be socially housed," she told WW. "It hurts them when they
are not. They begin to behave strangely and exhibit pathologies
like pacing and self-aggression and hair-plucking to the point of
body nudity. That's what happens to animals that have evolved to
be social when they are singly housed. It's entirely preventable."
The Oregon primate
center has lagged behind modern practices. It houses the majority
of its 1,000 monkeys indoors in single cages. (The other 1,600 monkeys
are not used for invasive research and are housed in group settings.)
Shively says
she saw no scientific reason for that. "Rather, investigators [scientists]
were not giving priority to the social needs of monkeys," she says
in her report.
Curiously, as
far back as 1991, Oregon primate center scientists acknowledged
the value of social housing. An internal newsletter from that year
states that social housing was a fix for problem monkeys and that
the center should head in that direction.
More recently,
WW learned that a number of primate center scientists themselves
have questioned the condition of a group of 24 monkeys, who were
subjects of a nutrition study and caged alone. In December, WW
filed the first in a series of public-records requests for the
medical and behavior records of these primates.
The records
show 236 instances of self-injurious behavior over a period stretching
back several years, but mostly concentrated between 1998 and 2000.
Five of the monkeys had bitten themselves so severely that they
had fingers amputated; two of the monkeys had double amputations.
One of the monkeys bit itself so severely that it was euthanized.
Another three receive constant treatment with anti-depressants and
Naltrexone, a drug commonly prescribed for heroin addicts.
"Self-destructive
behavior is not a normal occurrence," says Chris Abee of the University
of South Alabama.
The primate
center is finally in the early stages of addressing social housing,
WW has learned. It will soon begin construction of small
outdoor shelters at a cost of $4 million; it is unclear how many,
if any, singly caged monkeys will be shifted from their indoor housing
into the new facilities. Also, the center will spend $1.6 million
to install larger cages in its buildings and create social housing
for research monkeys.
But after waiting
so long, the primate center may have difficulty getting older monkeys,
who were singly housed for years, to adjust to social housing.
Shively's report
may well cast ripples as far as Salem and Washington, D.C.
During the current
legislative session, state Sen. Ryan Deckert (D-Beaverton) introduced
Senate Bill 230, an attempt to toughen Oregon's animal-abuse law.
The bill is a response to an April 2000 incident at the Oregon Zoo,
when Rose-Tu, an elephant, was repeatedly beaten by a handler. The
handler was given what many animal activists and USDA officials
considered a light sentence--120 hours of community service and
two years of bench probation--because prosecutors felt they could
not make a strong enough case under current law.
Deckert introduced
the bill in January. Soon after, an OHSU lobbyist (the university
employs three lobbyists in Salem) asked Deckert to exempt the primate
center from the law. Believing OHSU had a case, he drafted an amendment
to do just that.
After reviewing
the Shively report last week, the senator has different feelings.
"She's zeroed
in on something that's a problem," Deckert says. "This reignites
my interest in talking to them [OHSU] and drafting an amendment
on social housing."
For its part,
the USDA is cautious about assessing the primate center's practices
just two months after issuing it a clean bill of health.
Ron DeHaven,
deputy director of animal care for the USDA, had not heard about
Shively's report and wouldn't comment on her findings. But made
aware of the primate center's decision to continue using essentially
the same electro-ejaculation procedure as it has in the past, DeHaven
seemed surprised.
"That's sufficient
cause for us to look at it again," he said.
DeHaven's agency
oversees the use of research animals in the United States.
U.S. Rep. Earl
Blumenauer says Congress is grappling with alternatives to animal
experimentation, as well as with how research animals are tended
to. The Shively report, says the Portland Democrat, will become
part of that debate.
--Annie
Hundley provided research assistance for this article.
GETTING
CLOSER TO OUR NEXT OF KIN
Seven years
ago, The Monkey Wars spelled out the battle lines between
primate researchers and animal rightists. "The passion of animal
advocates for monkeys is recent, bred largely by our growing awareness
of animal intelligence and the close relationship of primates
to humans," Deborah Blum wrote in the book.
It appears
that the passion may intensify--and the reason has more to do
with evolutionary insights than revolutionary outbursts.
Last month,
two groups of scientists delivered the final sequence of the human
genome. The shock for most everyone in the scientific world was
that humans had but 30,000 genes, 70,000 fewer than long predicted.
But what's
gone largely unanalyzed is that one of the groups, led by J. Craig
Venter, estimates that the number of mice genes that are different
from humans stands at a mere 300. Previously, mice were presumed
to share 90 percent of human DNA. The implication is that mice
share 99 percent of our DNA.
Obviously,
non-human primates--gorillas, apes, chimpanzees and monkeys--are
even closer to us. At the moment, no one is willing to publicly
estimate just how close non-human primate DNA and human primate
DNA are. But experts contacted by WW tentatively agreed
that monkeys and their cousins may differ from human DNA by less
than 1 percent.
"That's the
kind of thing that's going to be a jolt," says Trish Backlar,
associate director of OHSU's ethics center.
When biologists
become more confident in estimating how closely related humans
and non-human primates are, it will have profound effects.
Both sides
in the monkey wars could well claim that this brave new biology
strengthens their hands. Primate researchers could argue the evidence
is further proof that primates are indispensable as model organisms.
Animal rightists could counter that primates are far too close
to Homo sapiens to justify further vivisection.
All of which
would bring the argument back to where it's been for almost four
centuries: whether we should kill our biological cousins in an
effort to save ourselves.
--PD
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